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Atlantic Information Services, Inc. (AIS) participates with the National Association of College and University Business Officers (NACUBO) and the National Council of University Research Administrators (NCURA) in the publication of timely, authoritative information services for college and university administrators.
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| Regulation
and Compliance: 2007 A Compendium of Regulations and Certifications Applicable to Sponsored Programs |
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Print an order form: If you do not wish to place your order online, click here to download a printable order form (PDF file), then submit your order via fax or mail, as directed on the form. |
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The job of sponsored programs managers brings them into regular contact with citations to federal requirements their colleges or universities must comply with, or face potentially dire consequences. Some are well known (e.g., OMB Circular A-21 or OSHA), others are new (e.g., the 2002 security and bioterrorism law), and many are arcane (e.g., the Anti-Kickback Act of 1986).
These wildly diverse requirements have two things in common: (1) failure to comply can be costly for colleges and universities, and (2) they are summarized in Regulation and Compliance: 2007 ... so sponsored programs managers have one reliable reference book at their fingertips, whenever they need it.
A one-page summary of each statute or regulation answers these questions when you encounter a citation to some obscure law or regulation:
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What is it?
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Who does it pertain to?
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What are its basic requirements?
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What minimum compliance actions should be taken?
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Where can I find more information?
Published by the National Council of University Research Administrators in conjunction with Atlantic Information Services, Inc., this book distills essential information from mounds of federal laws, regulations and circulars, covering more than 90 of the most significant sets of requirements referenced in federal contracts and grants. It's a compendium of regulations and certifications applicable to institutions of higher education in the administration of grants, cooperative agreements, and conducts for research and sponsored activities.
Many campuses purchase multiple copies of Regulation and Compliance for use by their business officers, departmental administrators, and pre- and post-award officers. Take advantage of a substantial discount on bulk purchases to be sure that your entire staff has the most up-to-date information available!
Jane Youngers, Assistant Vice President for Research at the University of Texas Health Science Center at San Antonio
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Sponsored Program Directors and Managers
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Business Officers
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Departmental Administrators
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Pre- and Post-Award Officers
OMB Circular A-21 (Cost Principles) * Cost Accounting Standards * OMB Circular A-133 (Audit) * 37 CFR 401 (Patents and Inventions) * Paperwork Reduction Act
Chapter 2 Regulatory Framework: Assistance Awards
Introduction * OMB Circular A-110 (2 CFR 215) * Coordinated Review (Executive Order 12372)
Chapter 3 Regulatory Framework: Contracts
Federal Acquisition Regulations
Chapter 4 Antidiscrimination
Civil Rights Act of 1964 * Rehabilitation Act of 1973 (Employment of the Handicapped) * Americans with Disabilities Act * Sex Discrimination (Title IX) * Age Discrimination Act of 1975 * Equal Employment Opportunity * Affirmative Action for Special Disabled and Vietnam Era Veterans * Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment, and Rehabilitation Act of 1970 * Drug Abuse Office and Treatment Act of 1972 * Utilization of Small and Small Disadvantaged Business Concerns * Utilization of Women-Owned Small Businesses * Utilization of Small Businesses in HUBZones * Veteran-Owned Small Business Concerns * Service-Disabled Veteran-Owned Small Business Concerns
Chapter 5 Privacy
Privacy Act of 1974 * Confidentiality of Patient Records * HIPAA Patient Privacy Rule * Freedom of Information Act * Data Access (Shelby Amendment) * Data Quality
Chapter 6 Historic Preservation
National Historic Preservation Act of 1966 * Protection and Enhancement of the Cultural Environment * Archaeological and Historic Preservation Act of 1974
Chapter 7 Environmental Protection
Clean Air Act * Clean Water Act * National Environmental Policy Act of 1969 * Aquatic Nuisance Prevention * Flood Disaster Protection Act * Protection of Wetlands * Evaluation of Flood Hazards in Flood Plains * Safe Drinking Water Act
Chapter 8 Protection of Living Things
Human Subjects Protection * Use of Animals in Research * Research Involving Recombinant DNA Molecules * Endangered Species Act of 1973 * Marine Mammal Protection Act * Human Embryo Research and Cloning * Lead-Based Paint Poisoning Prevention Act
Chapter 9 Safety and Security
USA PATRIOT Act * Public Health Security and Bioterrorism Preparedness and Response Act of 2002 * Select Agents * Foreign Nationals * Information Technology Systems Security
Chapter 10 Data and Dissemination
Export Administration Regulations (EAR) and International Traffic in Arms Regulations (ITAR) * Embargoes: Office of Foreign Assets Control, U.S. Department of the Treasury * Rights in Data * Publication Restrictions
Chapter 11 Employee Directives
Drug-Free Workplace * Drug-Free Schools and Communities Act * Drug-Free Work Force * Workplace Substance Abuse Programs * Byrd Amendment Concerning Lobbying * Lobbying Disclosure Act of 1995 * Hatch Act * Occupational Safety and Health Act of 1970 * Bloodborne Pathogens * Davis-Bacon Act * Walsh-Healey Public Contracts Act * Service Contract Act of 1965 * Contract Work Hours and Safety Standards Act of 1962 * Fair Labor Standards Act * Copeland (Anti-Kickback) Act * Combatting Trafficking in Persons
Chapter 12 Fraud, Waste, and Abuse
Misconduct in Science * Procurement Integrity * Debarment and Suspension * Covenant Against Contingent Fees * Anti-Kickback Act of 1986 * Conflict of Interest * Truth in Negotiations Act * False Claims Act
Chapter 13 Specific Administrative Requirements: Applicable to All Awards
Buy American Act * Fly America Act * Ship American Act * Debt Delinquency * Smoke-Free Workplace (Pro-Children Act) * Use of Seat Belts * Salary Caps * Military Recruiting * Metric Conversion Act * Hotel and Motel Fire Safety Act of 1990 * Acknowledgment of Federal Grant Support * Constitution and Citizenship Day
Chapter 14 Specific Administrative Requirements: Applicable to Contracts
Prompt Payment * Certificate of Current Cost and Pricing Data * Certification of Accuracy of Indirect Costs * Certificate of Technical Data Conformity
Chapter 15 Assurances, Representations, Certifications, and Warranties
Assurances, Representations, Certifications, and Warranties
Chapter 16 Additional Compliance Information
Glossary of Acronyms * Useful Reference Web Sites * Table of Flow Down Requirements * Assurances
Alphabetical List of Requirements
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Copyright © 2008 by the National Council of University Research Administrators,
the National Association of College and University Business Officers and
Atlantic Information Services, Inc. 1100 17th Street, NW, Suite 300, Washington, D.C. 20036
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